Explore

TrendlineTrendline
SEC Reports Decline in Enforcement Actions and Monetary Relief for Fiscal Year 2026, Emphasizing Individual Accountability

SEC Reports Decline in Enforcement Actions and Monetary Relief for Fiscal Year 2026, Emphasizing Individual Accountability

SEC Reports Decline in Enforcement Actions and Monetary Relief for Fiscal Year 2026, Emphasizing Individual Accountability
TrendlineTrendline
SEC Proposes Reduced Executive Pay Disclosure Requirements for Public Companies

SEC Proposes Reduced Executive Pay Disclosure Requirements for Public Companies

SEC Proposes Reduced Executive Pay Disclosure Requirements for Public Companies
TrendlineTrendline
SEC Outlines 2027 Exam Priorities Focusing on Conflicts, Complex Products, and Technology

SEC Outlines 2027 Exam Priorities Focusing on Conflicts, Complex Products, and Technology

SEC Outlines 2027 Exam Priorities Focusing on Conflicts, Complex Products, and Technology
TrendlineTrendline
SEC Staff Issues No-Action Relief, Expanding Warehousing Options for Registered Closed-End Funds

SEC Staff Issues No-Action Relief, Expanding Warehousing Options for Registered Closed-End Funds

SEC Staff Issues No-Action Relief, Expanding Warehousing Options for Registered Closed-End Funds
TrendlineTrendline
SEC Rule 501(a) Defines Accredited Investor Criteria for Private Placements

SEC Rule 501(a) Defines Accredited Investor Criteria for Private Placements

SEC Rule 501(a) Defines Accredited Investor Criteria for Private Placements
TrendlineTrendline
SpaceX and Anthropic IPOs Introduce New Playbook for Mega-Share Debuts

SpaceX and Anthropic IPOs Introduce New Playbook for Mega-Share Debuts

SpaceX and Anthropic IPOs Introduce New Playbook for Mega-Share Debuts
ReutersReuters
US SEC enforcement activity plunges two years into Trump administration

US SEC enforcement activity plunges two years into Trump administration

By Chris Prentice NEW YORK, Nov 10 (Reuters) - The US Securities and Exchange Commission said on Tuesday that it levied nearly $1.1 billion in fines and other financial remedies in fiscal 2026, marking the lowest level of penalties the Wall Street watchdog has imposed since 2008, according to a
ReutersReuters
US SEC seeks to close Musk, Tesla settlement fund

US SEC seeks to close Musk, Tesla settlement fund

By Jonathan Stempel NEW YORK, Nov 10 (Reuters) - The US Securities and Exchange Commission said on Tuesday it completed distributions from a $40 million fund created from civil fines paid by Elon Musk and his electric vehicle company Tesla to resolve the regulator's first civil enforcement case
TrendlineTrendline
Mayer Brown to Host Webinar on Preparing for 2027 US Proxy and Annual Reporting Season

Mayer Brown to Host Webinar on Preparing for 2027 US Proxy and Annual Reporting Season

Mayer Brown to Host Webinar on Preparing for 2027 US Proxy and Annual Reporting Season
TrendlineTrendline
SEC Identifies 10 Red Flags for Investment Fraud, Emphasizes Investor Vigilance

SEC Identifies 10 Red Flags for Investment Fraud, Emphasizes Investor Vigilance

SEC Identifies 10 Red Flags for Investment Fraud, Emphasizes Investor Vigilance
TrendlineTrendline
Anthropic, PBC to List Class A Common Stock on Nasdaq Global Select Market Under Ticker ANT

Anthropic, PBC to List Class A Common Stock on Nasdaq Global Select Market Under Ticker ANT

Anthropic, PBC to List Class A Common Stock on Nasdaq Global Select Market Under Ticker ANT
TrendlineTrendline
Milbank Partners Gurbir Grewal and Josh Sterling to Speak at Securities Enforcement Forum DC 2026

Milbank Partners Gurbir Grewal and Josh Sterling to Speak at Securities Enforcement Forum DC 2026

Milbank Partners Gurbir Grewal and Josh Sterling to Speak at Securities Enforcement Forum DC 2026